Compliance Operations is part of Customer Funds Management department specifically focusing on compliance of customer funds management.
- Work with Compliance/Legal on funds-related regulatory requirements, and support formulating customer funds management and account management solutions to comply with local regulatory requirements;
- Overseas compliance and regulatory operation globally including but not limited to customer funds safeguarding and regulatory reporting;
- Responsible for the planning, completion, review, submission and reporting of local Regulatory reports and drive automation projects for Regulatory Reports and Safeguarding etc.;
- Support local on-site regulatory audits and inspections and provide data and documents related to customer funds. Follow up and resolve any findings or gaps identified;
- Supervision of customer funds and businesses flows, conduct regular checks on transactions and provide reports on funds overview. This includes review and inspection of operations team’s reconciliation and settlements are completed accurately and timely, with reviews on transactions and funds. This includes integration of new projects into the current operations.
- Cooperate with internal and external audits, for queries related to customer funds, and be responsible for the completion of customer funds related walkthrough testing and samples.
- Account management of customer funds bank accounts used for operations and safeguarding, including account opening and designation of bank accounts.
合规运营部属于客户资金管理部门，专门负责客户资金管理的合规性。
- 合规/法务部合作制定资金相关监管要求，并支持制定客户资金管理和账户管理解决方案，以符合当地监管要求；
- 全球海外合规及监管运作，包括但不限于客户资金保障及监管报告；
- 负责当地监管报告的规划、完成、审核、提交和报告，并推动监管报告和保障等自动化项目；
- 支持当地监管现场审核和检查，提供客户资金相关数据和文件。跟进并解决发现的任何发现或差距；
- 监管客户资金和业务流向，定期检查交易并提供资金概览报告。这包括审查和检查运营团队的对账和结算是否准确、及时地完成，并对交易和资金进行审查。这包括将新项目整合到当前运营中。
- 配合内部和外部审计，进行客户资金相关的查询，并负责完成客户资金相关的演练测试和样品。
- 用于操作和保护的客户资金银行账户的账户管理，包括开户和指定银行账户。

职位要求：
- More than 5 years of working experience in banking or payment industry compliance operation, preferably with global banks or consulting firms
- Knowledge of customer funds regulation and reporting obligation within banking or payment industry.
- Fluent English
- 5年以上银行或支付行业合规运营工作经验，优先考虑全球银行或咨询公司
- 了解银行或支付行业内的客户资金监管和报告义务。
- 流利的英语

其他信息


所属部门：国际事业群